Compliance & Competency Training: How To Create an LMS Framework for Both (Part 2)

April 24, 2018

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In our blog post last week Compliance & Competency Training: How To Create an LMS Framework for Both (Part 1), we talked about how companies can step up their game by using the right Learning Management System and reporting solution to help executives easily manage the mine field of compliance. Having a system for training workers for legislated regulations they must meet, nets the added benefit of aligning individuals’ performance with corporate strategy. When corporate goals are met or exceeded, the end result leads to significant business value and competitive advantage. We touched on how competence factors into the whole equation.

Why Competency?

Ensuring workers can competently do a job starts with asking these questions:

  • How can I define competencies for each job/role?
  • How can I assess individual employees’ competency levels for the job I need them to do?
  • How can I create a system to get them the training they need to do the job?

Competency-based training focuses on enabling employees to learn concrete skills and demonstrate their ability to do something. The fact is, people want to do a good job when they come to work. Competency works both ways: employees need the support to do their jobs effectively and employers want to reduce their risk of having people who are performing incompetently.

 In order to be competent at their jobs, workers need four basic things:

  • Knowledge of the position and expectations
  • The right training in order to the do the job
  • An understanding of the laws and legislations pertaining to the job
  • The right behaviour that is in the line with the role

Effective Competency-Based Training (CBT) Programs

Competencies are the sets of skills in a workers journey that are learned and make compliance work on the ground. Some competency training pieces are defined to cover off meeting the rules for compliance as set out by an external body. Or, management will set parameters around how things are meant to be done in the organization.

Take a food processing plant, for example. In the US, there is a long established system of food safety control and regulation with several agencies involved at the federal and state levels. The main agencies involved are the Food and Drug Administration (FDA) and the Food Safety Inspection Service (FSIS) of the United States Department of Agriculture (USDA). Managers must constantly stay on top of ensuring its line workers throughout the supply chain are adequately trained and are competent to do the job.

Effective competency-based training programs:

  • Evaluate learners on individual competencies
  • Evaluate competencies of learners on a scale
    • Not competent
    • Competent with supervision
    • Competent
  • Align the roles and responsibilities specific to an individual’s job

Gap Analysis

Assessing learner’s competencies on an individual basis and rating them on a scale helps define knowledge gap analysis—making it easier to pinpoint those workers who are not competent in a certain area and identifying getting them the right training. Gap analysis enables managers to fine-tune workers’ training to get optimal results. 

Developing a Competency Framework

A competency framework is a basic structure that allows you to set up a system for training. This system:

  • Houses and connects trained professionals with their credentials
  • Identifies gap analysis
  • Determines the learning path
  • Produces reports

Every company has an ongoing need for trained workers or professionals. But how can you track these needs with people in your organization and how can you identify if their skills match the need? And once this is identified, how do you get employees the right training? The system should be designed to identify skills/knowledge gaps, find a way to fill the gaps and build the competency training program. This is the element of the learning pathway.

Learning Plans and Reporting

In Moodle and Totara, individual Learning Plans can be set up by assigning courses and competencies to learners. The Lambda Analytics reporting solution provides the ability to conduct a gap analysis—it can pinpoint what the employee has accomplished versus what still needs to done. So the reporting solution starts the process with gap analysis, which leads to conducting compliance/competency training. Once complete, tailored reports can be automatically sent to management and external regulatory boards.

Common competencies include: Technical Competencies (defined for a specific role), Core Competencies (defined for your organization and culture) and Leadership Competencies (defined for the managers and leaders of your company).

Our ebook on this subject delves further into these competencies and how to define them and also walks you through the seven steps to developing a solid framework such as having a goal, observing and involving people doing their jobs and providing coaching and training.

Setting up Your LMS Framework

At Lambda Solutions, we work with two main learning management systems with similar assets that can be leveraged: Totara Learn and Moodle. Both systems enable multiple competency frameworks to be set up which is important if you have numerous departments that require completely different skillsets. Or, maybe you want to separate out Technical and Leadership frameworks. Totara contains a few extra enterprise level features suitable to companies as can be seen from the comparison below: 



Generating Compliance & Competency Reports

Lambda Analytics provides comprehensive reporting for compliance and competence programs, at the click of a button. We are talking about being able to generate reports in minutes—not days or weeks. Dashboards can be set up to identify that employees are getting the right training and certifications to satisfy industry and government compliance. Competence dashboards and reports define skillset levels of individuals and manage their learning paths to achieve competency to do their jobs.

Key Benefits of Competency Training

For employers:

  • Training programs are targeted with the use of gap analysis and therefore are cost-effective
  • Establishes a framework for performance management
  • Establishes a framework for job descriptions for recruitment
  • Improves quality of products and services
  • Creates a framework for employee development and promotion

For employees:

  • Provides skill analysis
  • Establishes a personalized learning path
  • Creates a system to track progress

Compliance & Competence Work Together

We started out this blog series and webinar talking about the importance of ensuring your organization is covered in all areas of compliance. This includes monitoring the competency levels of your team and building training programs to fill gaps and help fulfill compliance obligations.

Competency training can add value to your compliance programs by engaging workers so that real learning can happen. Audits and compliance are only one piece that help make workplaces safe. The bigger picture is ultimately about meeting the company’s strategic goals and increasing your competitive edge. The way to do this is by setting up a framework.

Don’t fear the compliance police. View our resources on how to get your staff trained for certain competencies to be able to do their jobs better, meet regulations, and keep a strong competitive advantage by watching the webinar, How to Make Compliance Simple Yet Effective and download our eBook, Compliance and Competency Training Made Easy with LMS.

This part two article is a summary of “How to Make Compliance Programs Simple Yet Effective”, a webinar led by our Manager of Learning & Development, Erin Melvin. Didn’t catch part one? Read it here.

Sell, market, manage, and scale your eLearning all in one place with the brand new Lambda Suite!!

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